REGULATORY DISCLOSURE

RAJIV SHAH(PROPREITOR OF RMS INVESTMENTS) is a sebi registered investment adviser (INA000007933)

Complaint Data to be displayed by IAs

Formats for investors’ complaints data to be disclosed monthly by IAs on their website/mobile application:

DATA FOR MONTH OF MARCH 31,2025:

Sr.
No.		 Received from Pending at the end of last month Received Resolved* Total Pending# Pending complaints > 3 months Average Resolution time^(in days)
1. Directly from Investors 0 0 0 0 0 0
2. SEBI(SCORES) 0 0 0 0 0 0
3. Other Sources(if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

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ABOUT RMS INVESTMENTS

RMS INVESTMENTS is upstart investment firm focussed on building long lasting relationships with clients and partnering with them in creation of wealth over long period of time.

We have deep conviction in the long-term growth prospects of India. We believe that despite intermittent challenges, which would crop up time and again (macro headwinds, political uncertainty, market cycles etc.), there are great opportunities to be harnessed through the capital markets.

The investment objective is to deliver superior, risk adjusted total returns through investing in Indian listed companies, both on absolute and relative basis over a 3-5 year period.

Our portfolios are constructed as a combination of high-quality structural growth companies along with opportunistic deep undervalued stocks with a value unlocking catalyst.

We try to identify stocks through a bottom up approach, supplemented by a top down validation and contrasted with market perception.

RAJIV SHAH (PROPREITOR :- RMS INVESTMENTS) IS A SEBI REGISTERED INVESTMENT ADVISOR(INDIVIDUAL) WITH RIA NO. INA000007933 VALID TILL 27TH JUNE 2027 and BASL ID is BASL1150.

PRINCIPAL OFFICER :- RAJIV SHAH

Tel :- +91 22 23434674

CORRESPONDING SEBI OFFICE:- PLOT NO. C4 A 'G' BLOCK BANDRA KURLA COMPLEX BANDRA(E) MUMBAI - 51 MAHARASTRA